The SEC has a series of round table discussions to combat penny stock fraud. One horrible proposal they discussed is, “If a company is a dark company and listed in the OTC market and hasn’t put out financials for six months, maybe it shouldn’t be quoted or offered to retail investors,”
This would mean death for dark stock investing. The SEC is taking comments on these proposals as feedback on their Equity Market Structure Roundtables. Tell them what you think.
This would mean death for dark stock investing. The SEC is taking comments on these proposals as feedback on their Equity Market Structure Roundtables. Tell them what you think.